Oversight cooperation and information exchange

This is a placeholder-page for the full legal text of the regulator techincal standard (RTS) on oversight cooperation and information exchange, supplementing DORA. It was submitted by the ESAs to the European Commission in January 2024 as mandated by Article 32(7) of DORA. It is expected to become applicable on 17 January 2025 along with DORA.

Until we publish the full legal text here, please find the draft RTS on ESMA’s web page or the adopted regulation on the EC’s web page..

The RTS oversight cooperation and information exchange outlines guidelines for enhancing cooperation and information exchange between ESAs and CAs within the pan-European oversight framework established by Regulation (EU) 2022/2554 (DORA). Mandated under Article 32(7) of DORA, these guidelines aim to ensure consistent supervisory practices and minimize duplications in oversight activities regarding ICT third-party service providers designated as critical (CTPPs). The draft covers various aspects, including general considerations, designation of CTPPs, oversight activities, follow-up of recommendations, and final provisions.